Day: May 30, 2018

Close Brothers opts for Red Deer’s MiFID II research service

30.05.2018

UK buy-side firm Close Brothers Asset Management has implemented Red Deer’s research management service for handling research under MiFID II. The move means Close Brothers will be able to manage research budgets and enforce stricter controls around inducement across its investment business via the research valuation management tool. It also offers the ability to capture […]

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Trax teams up with TORA for MiFID II reporting

30.05.2018

The post-trade services and market data division of MarketAxess has combined its regulatory reporting engine with TORA’s order and execution management system (OEMS). The partnership and combination of services will provide mutual clients of both Trax and TORA with a straight through processing service enabling users to meet trade and transaction reporting requirements under MiFID […]

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